Financial services faces complex regulatory requirements and sophisticated threat actors. We deliver compliance-aligned security that addresses PCI-DSS, GLBA, FFIEC, and emerging requirements — all without slowing business operations or customer transactions.
Why financial institutions struggle with cybersecurity and compliance
Financial firms navigate PCI-DSS, GLBA, FFIEC standards, SOX, NYDFS 23 NYCRR 500, SEC cybersecurity rules, and emerging DORA requirements. Each framework has overlapping but distinct requirements. Compliance becomes complex and expensive.
Financial institutions face nation-state actors, organized cybercrime, and insider threats. Attackers are motivated by direct financial gain and customer data. Threat sophistication requires constant adaptation and advanced detection capabilities.
Financial operations require real-time decision-making. Security controls must not disrupt transaction processing or customer authentication. Balancing fraud prevention with user experience is critical.
Financial operations require real-time decision-making. Security controls must not disrupt transaction processing or customer authentication. Balancing fraud prevention with user experience is critical.
Boards increasingly demand cyber governance and incident response readiness. SEC disclosure rules require documented board oversight. Demonstrating cyber governance while managing risk is a critical responsibility.
International financial institutions navigate US, EU (GDPR, DORA), UK, and regional requirements. Standards vary significantly. Global compliance requires clear governance and centralized risk management.
Navigate PCI-DSS, GLBA, FFIEC, SOX, NYDFS, and SEC requirements. We map overlapping requirements and prioritize implementation.
Vendor security assessments, contract requirements, ongoing monitoring, and incident response planning. Reduce third-party cyber risk.
Build transaction monitoring, behavioral analysis, and real-time anomaly detection that doesn't disrupt customer experience.
Document cyber governance, incident response procedures, and risk frameworks that meet SEC and board expectations.
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more cyberattacks on financial services vs. other industries
average breach cost in financial services
of financial institutions experienced a third-party breach
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Financial institutions face PCI-DSS for payment processing, GLBA for privacy, FFIEC standards for risk management, SOX for publicly-traded companies, NYDFS 23 NYCRR 500 for NY-regulated firms, SEC cybersecurity disclosure rules, and emerging DORA requirements. We help financial firms navigate this complex landscape.
Third-party risk management includes vendor security assessments, contract requirements for security controls, ongoing monitoring of vendor security posture, incident notification requirements, and contingency planning for critical vendors. 78% of financial institutions experienced a third-party breach — this is a critical risk area.
The SEC's new cybersecurity disclosure rule requires public companies to report material cybersecurity incidents within 4 business days and disclose cybersecurity risk governance annually. Financial institutions must document board-level cyber oversight, risk assessments, and incident response readiness.
DORA (Digital Operational Resilience Act) is a new EU regulation requiring financial institutions to demonstrate resilience to cyber threats and operational disruptions. US-regulated institutions operating in Europe must comply. Even US-only firms should monitor DORA as a model for emerging US regulations.
"Principle Security was instrumental in guiding us through our recent infrastructure and cybersecurity initiatives. Their partnership was reliable, professional, and results‑driven, which is why we continue to engage them whenever new opportunities arise."
IT and Security Director
Industrial and Manufacturing Technology
“Their team helped us prioritize risk without overwhelming us with jargon or checklists. Practical guidance that actually moved the needle.”
Information Security Manager
Community Credit Union
"They stepped in during a critical project and brought stability fast—tight execution, clear communication, and zero babysitting required."
VP of Technology
Mid-Sized SaaS Provider
“With their managed services handling patching, backups, and detection, our internal team finally has room to focus. Reliable, low-noise, and effective.”
Head of IT
Manufacturing Company
“We didn’t need a full-time CISO—we needed experience and flexibility. Their fractional leadership model gave us exactly that.”
COO
Multi-State Healthcare Provider
“Our compliance program was scattered. They brought structure, clarity, and got us aligned with FFIEC and NIST—finally audit-ready and confident.”
VP of Risk & Compliance
Regional Credit Union
“Principle Security helped us redesign our entire security stack without disrupting operations. They understood our infrastructure and delivered clean, scalable solutions.”
CIO
Mid-Market Financial Services Firm
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